> FICTITIOUS DOCUMENT — FORGE DEMO ONLY · SPECIMEN

# Alderbrook Wealth Partners — compliance-calendar

| item | due | note |
|---|---|---|
| Form ADV annual amendment | 2027-03-31 | window opens January; fiscal year ends 12/31 |
| Form CRS delivery — all active households | rolling | 2 of 142 have no delivery on record (see ANCHORS) |
| Q3 code-of-ethics attestations | 2026-10-30 | all six staff open |
| Year-end RMD completion sweep | 2026-12-31 | 1 client at $0 distributed (see ANCHORS) |