> FICTITIOUS DOCUMENT — FORGE DEMO ONLY · SPECIMEN

# ACAT Transfer Status — The Wickham Household (H084)

**Clients:** Martin Wickham · Clifford Wickham · **Household:** H084
**Receiving account:** Martin Wickham — Roth IRA · Ridgeline Custody Services · ••• 3887
**Delivering firm / account:** [REDACTED — SPECIMEN]
**Prepared by:** Priya (client service)

| Milestone | Date | Status |
|---|---|---|
| Transfer initiated (ACAT submitted) | 2026-09-24 | Done |
| Custodian acknowledgment | 2026-09-28 | Done |
| In-kind positions in transit | 2026-10-01 | Done |
| **Transfer received / settled** | **2026-10-02 (Fri)** | **Complete** |

**Type:** Roth IRA rollover, in-kind, into ••• 3887 (Ridgeline). Established client (since 2025-05);
core Joint Taxable account (Bellhaven ••• 5186) funded in 2025.
**Approx. transferred value at settlement:** ~$430,000 *(unanchored — settlement-date estimate, not a spine figure)*.
**Notes:** Rollover landed Friday 2026-10-02 and posted to the Roth IRA. **Open item:** client has
not yet been notified that funds were received — confirmation call/email still to be made as of
2026-10-05. See onboarding checklist (H084), "Client notified" row.