> FICTITIOUS DOCUMENT — FORGE DEMO ONLY · SPECIMEN

# Code of Ethics — Quarterly Attestation

**Alderbrook Wealth Partners**  
Quarterly personal-compliance attestation under the Firm's Code of Ethics.

| Field | Entry |
|---|---|
| Supervised person | Joan Petrie |
| Title | Office Manager |
| Attestation quarter | 2026-Q1 |
| Period covered | January 1, 2026 – March 31, 2026 |
| Due date | 2026-04-30 |
| Date submitted | 2026-04-28 |
| Status | On file |

## Attestation

For the quarter identified above, I attest that:

1. I have read, and complied with, the Firm's Code of Ethics and its policy on personal securities trading.
2. I have reported all reportable personal securities transactions and holdings for the period as required by the Code, and any transaction requiring pre-clearance was pre-cleared.
3. I have upheld my fiduciary duty to place client interests first and have maintained the confidentiality of client information.
4. I am not aware of any violation of the Code, or of any conflict of interest affecting a client, that I have not already reported to the Chief Compliance Officer.

Signed: **Joan Petrie**  
Date: 2026-04-28

Received / reviewed by (CCO): Ellen Doran, Chief Compliance Officer  
Review date: 2026-04-28

*SPECIMEN — retained in the Firm's code-of-ethics attestation file.*